Disclosure to Clients

Multistrato Capital Advisors Private Limited
SEBI Registered Investment Adviser
Registration No.: INA000015969

As per Regulation 18 of SEBI (Investment Advisers) Regulations, 2013, we hereby make the following disclosures to all prospective and existing clients:

1. Corporate Information

Multistrato Capital Advisors Private Limited is registered with the Securities and Exchange Board of India (SEBI) as an Investment Adviser under Registration No. INA000015969.

2. Business & Terms of Services

Our investment advisory services are provided in accordance with the terms and conditions mentioned in the client agreement executed with us prior to commencement of services

3. Disciplinary History

As on date, there has been no disciplinary action taken by SEBI or any other regulatory authority against Multistrato Capital Advisors Private Limited, its directors, or key management personnel.

4. Affiliations with Other Intermediaries

We have no affiliations or arrangements with any other SEBI registered intermediary or issuer of products/securities that may compromise the objectivity of our advice.

5. Disclosure of Holdings/Positions

We and our representatives may have holding or positions in securities/financial products that are the subject matter of advice. In such cases, the same shall be disclosed to the client at the time of advice.

6. Conflicts of Interest

We disclose that there are no actual or potential conflicts of interest arising from any connection or association with any issuer of products/securities which may compromise our independence in providing investment advisory services. Any such potential conflict, if it arises, shall be promptly disclosed to the client.

7. Material Facts & Product Features

While providing investment advice, adequate disclosure will be made regarding all material facts of the products or securities, including their key features, performance track record, risks, disclaimers, and other relevant information

8. Risk Disclosure & Disclaimers

Clients are cautioned to carefully read the warnings, risk disclosures, and disclaimers mentioned in our research reports, communications, and related documents before acting on any advice.

9. Advisory Outside SEBI Purview

If any product or service offered is outside the regulatory purview of SEBI, we will clearly inform clients that no recourse will be available from SEBI for grievances relating to such products or services.

10. Use of Artificial Intelligence

To the extent applicable, the extent of use of Artificial Intelligence tools (if any) in providing investment advice shall be disclosed to clients at the time of rendering such advice.

11. Standard Warning

“Investment in securities market are subject to market risks. Read all the related documents carefully before investing.”

12. Disclaimer

“Registration granted by SEBI, and certification from NISM in no way guarantee performance of the Research Analyst or provide any assurance of returns to investors.